Kusnadi, Lisa Murni (2015) Tinjauan yuridis terhadap penerapan prinsip keterbukaan di pasar modal bagi emiten perbankan dan tanggung jawab notaris pasar modal dalam penawaran umum berkelanjutan emiten perbankan. Masters thesis, Universitas Pelita Harapan.
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Abstract
Shelf offering is one of the ways for the listed bank to get funding,
whether for the business development, as well as to pay the debt. Due to shelf
offering involving investors’ funds, the investors must obtain a clear picture of
what is offered in the shelf offering and get protection from the possibility of
fraud. Therefore, the listed bank required applying the principles of disclosure,
which realized through the issuance of a prospectus and reports to the authorities,
with due regard to banking secrecy and prudential banking principle. Notary, as
one of the supporting professionals in the capital market is subject to the capital
market regulation that promoting the principle of disclosure, while on the other
hand, notary bound by his/her professional secrecy and Code of Ethic, where the
notary must keep everything about the deed that is being made and any
information obtained with regard to the deed in accordance with the oath/pledge
of the notary, unless otherwise stipulated by the law.
This research, used methods of literature research and a normative legal
research. From the results of this research, it was concluded that the obligation of
listed bank to follow the principle of disclosure would apply continuously. Notary
in capital market plays an important role in the application of the principle of
disclosure, of which helped prepare document of the registration statement.
Notary in capital markets in providing services in the shelf offering of the listed
bank shall observe the principle of bank secrecy and the principle of “full and fair
disclosure" in the capital markets. / Penawaran umum berkelanjutan merupakan salah satu cara emiten
perbankan mendapatkan dana, baik untuk mengembangkan usaha maupun
membayar utang. Oleh karena penawaran umum berkelanjutan melibatkan dana
milik investor, maka investor harus mendapatkan gambaran jelas mengenai apa
yang ditawarkan dalam penawaran umum berkelanjutan tersebut dan perlindungan
dari kemungkinan terjadinya penipuan. Untuk itu, emiten perbankan wajib
menerapkan prinsip keterbukaan, yang diantaranya terwujud melalui penerbitan
prospektus dan laporan kepada otoritas, dengan tetap memperhatikan prinsip
kerahasiaan dan kehati-hatian. Notaris, sebagai salah satu profesi penunjang di
pasar modal tunduk pada UUPM yang mengedepankan prinsip keterbukaan,
sedangkan di sisi lainnya, notaris terikat pada rahasia jabatan dan Kode Etik
notaris, dimana notaris wajib merahasiakan segala sesuatu mengenai akta yang
sedang dibuatnya dan segala keterangan yang diperoleh guna pembuatan akta
sesuai dengan sumpah/janji jabatan, kecuali Undang-Undang menentukkan lain.
Dalam penelitian ini, digunakan metode penelitian kepustakaan dan
merupakan penelitian hukum normatif. Dari hasil penelitian tersebut, disimpulkan
bahwa kewajiban emiten perbankan untuk menerapkan prinsip keterbukaan akan
berlangsung terus menerus. Notaris pasar modal berperan penting di dalam
penerapan prinsip keterbukaan, diantaranya membantu mempersiapkan dokumen
pernyataan pendaftaran. Notaris pasar modal di dalam memberikan jasanya dalam
penawaran umum berkelanjutan emiten perbankan wajib memperhatikan adanya
prinsip rahasia bank dan prinsip “full and fair disclosure” di pasar modal.
Item Type: | Thesis (Masters) |
---|---|
Creators: | Creators NIM Email ORCID Kusnadi, Lisa Murni NIM00000006645 UNSPECIFIED UNSPECIFIED |
Contributors: | Contribution Contributors NIDN/NIDK Email Thesis advisor Sihombing, Jonker NIDN8838820016 UNSPECIFIED |
Additional Information: | T 56-13 KUS T |
Subjects: | K Law > K Law (General) |
Divisions: | University Subject > Current > Faculty/School - UPH Karawaci > Faculty of Law > Master of Notary Current > Faculty/School - UPH Karawaci > Faculty of Law > Master of Notary |
Depositing User: | Phillips Iman Heri Wahyudi |
Date Deposited: | 28 Nov 2020 04:29 |
Last Modified: | 05 Nov 2021 03:24 |
URI: | http://repository.uph.edu/id/eprint/13007 |